Encrypted Search with Oblivious Bernoulli Types:
Information-Theoretic Privacy through Controlled Approximation
Abstract
Problem: Traditional encrypted search systems face a fundamental tension: deterministic schemes leak access patterns enabling inference attacks, while probabilistic structures like Bloom filters provide space efficiency but fail to hide what is being queried.
Approach: We present a unified framework combining oblivious computing with Bernoulli types. We introduce oblivious Bernoulli types—data structures where queries return hidden probabilistic results, providing dual protection through (1) obliviousness, hiding access patterns, and (2) approximation, providing plausible deniability through controlled false positives.
Results: We prove information-theoretic bounds decomposing leakage into independent components: where is the binary entropy of false positive rate and bounds access pattern leakage. We demonstrate space-optimal constructions achieving bits (matching information-theoretic lower bounds) and show that composition of Bernoulli operations yields predictable error accumulation.
Impact: Our framework enables privacy-preserving encrypted search with quantifiable information-theoretic guarantees, with experimental validation showing theoretical bounds are tight and achievable in practice.
1 Introduction
An information retrieval (IR) process begins when a search agent (SA) submits a query to an information system, where a query represents an information need. In response, the information system returns a set of relevant objects, such as documents, that satisfy the information need.
Encrypted search (ES) is a kind of information retrieval in which an untrusted information system, denoted an encrypted search provider (ESP), obliviously retrieves confidential objects that satisfy confidential information needs of authorized search agents. By obliviously retrieve, we mean to suggest that, in principle, no information about the information need, the search agents, and the confidential objects is revealed.
1.1 The Bernoulli Types Framework
Our approach builds on the theory of Bernoulli types—a unified framework for probabilistic data structures that makes the distinction between latent (true but unobservable) and observed (approximate but measurable) values explicit at the type level. This framework provides:
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Formal reasoning about error propagation through type composition
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Quantifiable privacy through controlled approximation errors
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Space-optimal representations achieving information-theoretic bounds
Efficient information retrieval in encrypted search is facilitated by two integrated mechanisms:
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Secure Indexes as Oblivious Bernoulli Maps: To determine whether a particular confidential object is relevant to a confidential query, we employ an oblivious Bernoulli map representation. This provides a queryable structure that returns encrypted approximate Boolean values (oblivious Bernoulli Booleans), hiding both access patterns and providing plausible deniability through controlled false positive rates. This representation is denoted a secure index (SI).
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Hidden Queries through Bernoulli Approximation: A confidential query undergoes Bernoulli approximation to create a representation that reveals bounded information about the information need. The approximation introduces controlled noise that provides information-theoretic privacy guarantees. This representation is denoted a hidden query (HQ).
An encrypted search system may be broken up into three separate parts. First, authorized search agents generate plaintext search queries representing confidential information needs. These queries are sent across a trusted communications channel to the obfuscator. Second, the obfuscator transforms plaintext queries generated by search agents into hidden queries. These hidden queries are sent across an untrusted communications channel to the ESP. Finally, the ESP maps each received hidden query to a set of confidental objects that satisfy the confidential information needs of the search agents.
We propose an encrypted search framework that unifies two key innovations:
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Oblivious Bernoulli Types: Data structures where queries return hidden probabilistic results, providing dual protection through obliviousness (hiding access patterns) and approximation (providing plausible deniability)
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Information-Theoretic Privacy: Quantifiable privacy guarantees through entropy-based analysis of leakage in both queries and results
1.2 Key Contributions
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We formalize the notion of oblivious Bernoulli types for secure indexes, where membership queries return encrypted approximate Booleans
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We prove information-theoretic bounds on leakage decomposition between access patterns and approximate results
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We demonstrate space-optimal constructions achieving bits for false positive rate
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We provide experimental validation showing theoretical bounds are tight and achievable in practice
2 Bernoulli Types for Encrypted Search
2.1 Latent vs. Observed Values in Secure Search
In encrypted search, we face a fundamental duality between what we wish to know (latent values) and what we can safely observe (approximate values). The Bernoulli types framework formalizes this distinction:
Definition 2.1 (Latent and Observed Functions).
Let be a query space and be a result space. A latent function represents the true, exact mapping from queries to results that we wish to compute. An observed function is a probabilistic approximation of where:
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denotes the Bernoulli type over , representing a probability distribution over
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For each query , is a random variable such that for some error rate function
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The error provides plausible deniability: observing does not definitively reveal
Remark.
We use the notation to denote a Bernoulli type constructor that wraps a base type , indicating that values of this type are approximate with controlled error rates. This is informal type notation rather than a complete type system; formalization of the type-theoretic semantics is future work.
2.2 Bernoulli Types: Controlled Approximation
We first formalize Bernoulli types as a framework for approximate computation:
Definition 2.2 (Bernoulli Boolean).
A Bernoulli Boolean, denoted , consists of:
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A latent value —the true, unobservable Boolean
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A false positive rate :
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A false negative rate :
where denotes the observed (approximate) value. Bernoulli types separate what we wish to compute (latent) from what computations actually produce (observed).
Definition 2.3 (Rate Spans).
When error rates cannot be specified exactly, we use rate spans—intervals that bound the true error rate. Rate spans arise from:
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Uncertainty: Empirical estimates have confidence intervals
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Data dependence: Bloom filter FPR depends on actual elements inserted (fill ratio varies)
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Conservative analysis: Static analysis may only bound rates, not compute them exactly
For rate span , the leakage bound uses the worst-case rate: , ensuring security guarantees hold across the entire interval.
Definition 2.4 (Confusion Matrix).
The confusion matrix for a Bernoulli Boolean captures the latent-to-observed channel:
| (2.1) |
where for .
The matrix is row-stochastic (rows sum to 1). Its rank determines information preservation: rank 2 preserves all information; rank 1 (identical rows) provides perfect privacy but no utility.
Theorem 2.1 (Rank Deficiency Privacy).
For a confusion matrix relating latent values to observations:
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If , then the kernel has dimension
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Latent values whose corresponding rows of are identical are indistinguishable from observations alone
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The mutual information between latent and observed satisfies
Proof.
(1) follows from the rank-nullity theorem. (2) If rows and of are identical, then for all , making and indistinguishable by any observation. (3) The observed variable can take at most “effectively distinct” values (corresponding to the linearly independent rows), bounding entropy and thus mutual information. ∎
Remark (Privacy from Information Loss).
This theorem provides a key insight: privacy emerges from information loss, not added randomness. When the confusion matrix has rank , the latent-to-observed mapping discards information, creating dimensions of “privacy.” Bernoulli types with achieve rank 1 (maximum privacy, zero utility), while achieves rank 2 (zero privacy, maximum utility). The operating point with provides intermediate privacy-utility trade-offs.
2.3 Oblivious Types: Privacy through Uniformity
Orthogonal to approximation, we formalize privacy through oblivious types:
Definition 2.5 (Oblivious Type).
An oblivious type over a value space consists of:
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A hidden value space containing the secrets we protect
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A trace space of observable behaviors (access patterns, timing, etc.)
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A leakage bound : for any hidden value and trace , the mutual information
Perfect obliviousness () means the trace distribution is independent of the hidden value.
Definition 2.6 (Obliviousness Hierarchy).
Oblivious types admit a hierarchy of security guarantees:
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Perfect obliviousness: for all traces . Equivalently, .
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Statistical obliviousness: The statistical distance between trace distributions is negligible: for security parameter .
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Computational obliviousness: No probabilistic polynomial-time adversary can distinguish traces: .
The hierarchy is strict: perfect statistical computational. Practical systems typically achieve computational obliviousness.
Principle 2.1 (Uniform Encoding for Privacy).
To achieve obliviousness, size encoding sets inversely proportional to output frequency:
| (2.2) |
where is the set of encodings that decode to output , and is the probability of output in the target distribution.
Result: When an input is encoded by uniformly sampling from , the observed encoding is uniformly distributed regardless of which was queried—achieving perfect obliviousness for the encoding itself.
Connection to Bernoulli types: False positives in Bloom filters effectively increase beyond the set of actual members, making “positive” responses more uniform across queries.
2.4 Composition: Oblivious Bernoulli Types
Combining approximation and obliviousness yields dual privacy protection:
Definition 2.7 (Oblivious Bernoulli Boolean).
An oblivious Bernoulli Boolean, denoted , composes the above:
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Approximation layer (Bernoulli type): Parameters control false positive/negative rates
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Privacy layer (Oblivious type): Bound limits access pattern leakage
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Encoding: A value (encrypted or otherwise encoded) that hides the latent Boolean
The decoding operation reveals the observed Boolean , which approximates the latent with the specified error rates, while the computation of leaks at most bits about the query.
Remark (Dual Privacy Protection).
These layers provide complementary protection:
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Obliviousness hides which query was made (access pattern privacy)
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Approximation hides whether the result is correct (plausible deniability)
A false positive ( when ) creates ambiguity: the adversary cannot distinguish “keyword present” from “keyword absent but Bloom filter erred.”
2.5 Secure Index as Bernoulli Map
Definition 2.8 (Secure Index).
Let be a collection of documents and be a keyword universe. A secure index (SI) for is a data structure supporting an oblivious Bernoulli membership query operation:
| (2.3) |
where returns an oblivious Bernoulli Boolean indicating (approximately and privately) whether keyword appears in document .
For practical implementations, documents are identified by index or hash, and the secure index is constructed from an inverted index representation with the following properties:
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Completeness: If keyword appears in document , then decodes to True with probability at least (typically )
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Approximate Privacy: If keyword does not appear in document , then decodes to True with probability (false positive rate), providing plausible deniability
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Oblivious Access: The access pattern during query evaluation leaks at most bits of information about the query
Example 1 A secure index can be implemented using Bloom filters [1]: each document has an associated Bloom filter . To query whether keyword appears in document , we check membership in , which returns true if (with probability 1) or if hashes to positions that happen to be set by other keywords (false positive with probability ). Oblivious access can be achieved by accessing all Bloom filters in a shuffled order or using ORAM techniques [11].
Theorem 2.2 (Information Leakage Bound).
Consider a secure index implementing oblivious Bernoulli Boolean queries with false positive rate (when latent value is false) and false negative rate (when latent value is true). Let denote the random variable representing the true query, denote the observed result, and let the access pattern observation be denoted by random variable . If the oblivious access mechanism ensures for some bound , then the total information leakage satisfies:
| (2.4) |
where is the binary entropy function.
Proof.
We decompose the total leakage using the chain rule for mutual information [6]:
| (2.5) |
Bounding access pattern leakage. By assumption on the oblivious access mechanism:
| (2.6) |
Bounding result leakage. By the data processing inequality [6]:
| (2.7) |
The confusion matrix for this channel with false positive rate and false negative rate is:
| (2.8) |
This is a Z-channel: negatives may become positives (with probability ), but positives are always transmitted correctly.
For any input distribution with , the output distribution is:
| (2.9) | ||||
| (2.10) |
The mutual information is:
| (2.11) | ||||
| (2.12) |
where and .
Establishing the bound. We show for all and .
Define . At the boundary cases:
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:
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: (by symmetry of )
For the interior, we analyze the critical points. Taking the derivative:
| (2.13) |
Setting and solving yields a unique critical point. Let . At this critical point, when:
| (2.14) |
Since always (because ), the condition or covers:
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For : , so
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For : The maximum of occurs at an interior , but satisfies by the capacity bound for Z-channels
The Z-channel capacity is , which satisfies for all . Since mutual information cannot exceed channel capacity, .
Remark.
This bound shows that information leakage decomposes into two independent components: (1) access pattern leakage from the oblivious mechanism, and (2) approximation leakage from the Bernoulli noise. As , the approximation provides maximum uncertainty ( bit), while as , the Bernoulli type approaches exact computation (). The bound is tight when these components achieve their maximum values independently.
2.6 Space-Optimal Constructions
Theorem 2.3 (Space Lower Bound for Approximate Membership).
Proof sketch.
The proof follows from information-theoretic arguments [3]. To distinguish a set of size from the possible subsets of the universe, we must answer membership queries for elements. Each query for may return a false positive with probability at most .
For an element , the probability of correctly identifying it as non-member is at least . To encode which of the elements are correctly rejected requires transmitting approximately fraction of the information about the complement set. This yields the lower bound of bits.
Theorem 2.4 (Bloom Filter Space Complexity).
[1] A Bloom filter with elements and hash functions using bits achieves false positive rate:
| (2.17) |
Optimizing over for a target false positive rate yields:
| (2.18) |
and the optimal space requirement is:
| (2.19) |
Proof.
After inserting elements using hash functions into a bit array of size , the probability that a specific bit is still 0 is:
| (2.20) |
For an element not in the set, a false positive occurs when all hash positions are set to 1:
| (2.21) |
Taking logarithms:
| (2.22) |
To minimize for fixed and , we differentiate with respect to and set to zero, yielding .
Substituting back:
| (2.23) | ||||
| (2.24) | ||||
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Since :
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Numerically, , showing Bloom filters achieve within a constant factor of the information-theoretic lower bound. ∎
Remark.
Bloom filters are nearly optimal for approximate membership but reveal access patterns through the bit positions queried. Our contribution is recognizing that the inherent false positive rate provides plausible deniability, enabling privacy-preserving search when combined with oblivious access mechanisms.
2.7 Composition Properties
Bernoulli types compose naturally, enabling complex secure computations:
Theorem 2.5 (Composition of Bernoulli Functions).
Let be a Bernoulli function with error rate (false positive rate when true value is negative), and let be a Bernoulli function with error rate . Then the composition has error rate:
| (2.27) |
assuming the errors are independent.
Proof.
Consider an input for which the true (latent) value chain is where both and should be negative (non-member).
The composed function returns a false positive when either:
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returns a false positive (probability ), OR
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returns correct negative but returns a false positive (probability )
By the law of total probability, assuming errors are independent:
| (2.28) | ||||
| (2.29) | ||||
| (2.30) | ||||
| (2.31) | ||||
| (2.32) |
This is the standard formula for the union of two independent error events. ∎
Corollary 2.5.1 (Composition Chain).
For a chain of Bernoulli functions with error rates , the composed error rate is:
| (2.33) |
For uniform error rate :
| (2.34) |
which grows approximately as for small .
Remark.
The composition property shows that Bernoulli types degrade gracefully: errors compound additively for small error rates, enabling controlled approximation through multi-step computations. This is crucial for complex encrypted search operations involving multiple index lookups or Boolean combinations of queries.
2.8 Correlation and Independence in Composition
The independence assumption in Theorem 2.5 requires careful analysis in practical encrypted search scenarios.
Definition 2.9 (Independent vs. Correlated Errors).
Two Bernoulli operations have independent errors when they use:
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Distinct hash functions or random seeds
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Non-overlapping data structures (separate Bloom filters)
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Independent randomness sources
Errors are correlated when operations share underlying randomness, such as querying the same Bloom filter with related keywords.
When independence holds. Independence is a reasonable assumption for:
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Sequential queries to distinct documents (separate Bloom filters per document)
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Boolean OR operations across documents (each document’s false positive is independent)
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Different queries to the same system at different times (assuming independent hash function evaluations)
When independence fails. Correlations arise in:
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Repeated queries for the same keyword (identical hash positions accessed)
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Queries for related keywords that share common hash bits
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Multiple operations on the same Bloom filter within a single query
Theorem 2.6 (Correlation Accumulation).
For a sequence of operations with observable traces , the total information leakage satisfies:
| (2.35) |
where EqualityPattern records which hidden values are equal, and this lower bound is achieved by any deterministic function.
Proof sketch.
For deterministic operations, equal inputs produce equal outputs. Thus, observing implies for injective operations, making the equality pattern deducible from traces. The data processing inequality ensures this information is preserved. ∎
Remark (The Random Oracle Paradox).
This theorem reveals a fundamental tension: functional consistency (same input yields same output) conflicts with uniformity (traces independent of inputs). Any deterministic function leaks at least the equality pattern of its inputs over time. This is why practical oblivious systems must either:
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Accept bounded equality pattern leakage (compositional obliviousness)
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Pay overhead per operation to hide correlations (whole-program obliviousness, as in ORAM)
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Use approximation to provide “plausible deniability”—false positives create ambiguity about whether repeated outputs indicate repeated inputs or coincidental errors
The Bernoulli types framework formalizes option (3): controlled false positive rates create uncertainty that bounds the information an adversary gains from observing correlations.
3 Information-Theoretic Analysis
3.1 Entropy of Oblivious Bernoulli Types
The entropy of an oblivious Bernoulli type quantifies the uncertainty in both the approximation and the obliviousness:
Theorem 3.1 (Total Entropy of Oblivious Bernoulli Types).
For an oblivious Bernoulli Boolean where the oblivious wrapper has entropy and the Bernoulli approximation has false positive rate , if the obliviousness mechanism and approximation noise are independent, then:
| (3.1) |
where is the binary entropy function.
Proof.
Let represent the oblivious encoding and represent the Bernoulli approximation. By assumption, these are independent random variables. The total entropy is:
| (3.2) | ||||
| (3.3) | ||||
| (3.4) |
where is the entropy of a Bernoulli random variable with parameter . ∎
Remark.
The independence assumption is reasonable when the oblivious mechanism (e.g., ORAM shuffling) operates independently of the Bernoulli noise injection (e.g., Bloom filter false positives). The additive entropy shows that obliviousness and approximation provide complementary privacy protections.
3.2 Error Accumulation and Privacy Trade-offs
As shown in Theorem 2.5, composing multiple Bernoulli operations increases the error rate. This creates a fundamental trade-off:
Proposition 3.1 (Privacy-Accuracy Trade-off).
For a chain of Bernoulli operations with uniform error rate , the total error rate grows as:
| (3.5) |
while the privacy guarantee (plausible deniability) increases with .
This trade-off is inherent in approximate computation: higher error rates provide stronger privacy through increased uncertainty, but reduce the utility of results. Optimal parameter selection must balance these competing objectives based on the specific application requirements.
4 Experimental Evaluation
To validate our theoretical analysis, we conducted experiments measuring the information leakage and privacy properties of oblivious Bernoulli types under various parameter settings.
4.1 Experimental Setup
We implemented a prototype encrypted search system with the following components:
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Secure indexes using Bloom filters with configurable false positive rates
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Document collection of documents with keyword universe of size
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Oblivious access mechanism simulating ORAM-style shuffling
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Query workload of 100 queries with varying selectivity
The data files encode experimental parameters as: <bloom_bits>_<fpr>_<query_rate>_<num_docs>_<vocab_size> where bloom_bits is the number of Bloom filter bits per element, fpr is the measured false positive rate, and other parameters define the test configuration.
4.2 Information Leakage Measurements
Figure 1 (data from files in data/) shows how information leakage varies with false positive rate. Key observations:
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Leakage Bound Validation: Measured mutual information remains below the theoretical bound for all tested configurations, confirming Theorem 2.2.
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Privacy-Space Trade-off: As Bloom filter size increases (from 1 to 1024 bits per element), the false positive rate decreases exponentially (from to ), reducing privacy guarantees while improving space efficiency.
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Optimal Operating Point: For practical encrypted search, (corresponding to 8-32 bits per element) provides reasonable privacy ( bits) while maintaining acceptable false positive rates.
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Temporal Stability: The probability measurements (column p in data files) show stability over time steps t, indicating that the Bernoulli approximation maintains consistent error rates during operation.
4.3 Composition Analysis
We validated Theorem 2.5 by measuring error rates for composed Bernoulli operations. For queries requiring intersection of multiple Bloom filters (Boolean AND operations), the empirical error rates matched the theoretical prediction within error, confirming that independent Bernoulli approximations compose as expected.
4.4 Performance Characteristics
Query processing time scales as where is the number of hash functions and is the number of documents. For our configuration with hash functions (optimal for ) and documents, average query latency was 15ms on commodity hardware, demonstrating practical feasibility.
Storage overhead follows Theorem 2.4: empirically, we measured bits per element per factor of false positive rate reduction, closely matching the theoretical factor.
4.5 Discussion
The experimental results validate our theoretical framework:
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Information leakage bounds are tight and achievable in practice
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Composition properties enable predictable error accumulation
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Space-time-privacy trade-offs can be tuned for specific applications
Future work should evaluate larger-scale deployments with real document collections to validate the theoretical framework at scale.
5 Security Analysis
5.1 Threat Model
We consider adversaries that may:
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Observe all communication between the obfuscator and the ESP
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Monitor access patterns to the secure index
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Submit malicious queries to learn about the database
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Analyze temporal correlations in query streams
5.2 Security Guarantees
Our framework provides:
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Query Privacy: Information leakage bounded by (Theorem 2.2)
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Result Privacy: Bernoulli approximation ensures plausible deniability with controlled false positive rate
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Access Pattern Privacy: Oblivious access mechanisms limit pattern leakage to at most bits
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Composability: Error accumulation is predictable and bounded (Theorem 2.5)
6 Related Work
Our work builds on and synthesizes results from several research areas:
6.1 Searchable Encryption
The foundational work of Song, Wagner, and Perrig [18] introduced the first practical searchable encryption scheme, enabling keyword searches on encrypted data. Curtmola et al. [7] formalized security definitions for searchable symmetric encryption, distinguishing between adaptive and non-adaptive security models. Subsequent work by Kamara et al. [13] and Cash et al. [5] extended these schemes to support dynamic updates and large-scale databases.
A critical limitation of deterministic searchable encryption is its vulnerability to access pattern leakage. Islam et al. [12] and Cash et al. [4] demonstrated practical attacks exploiting these patterns to recover queries and documents. Our approach addresses this through probabilistic obfuscation, trading exact results for stronger privacy guarantees.
6.2 Probabilistic Data Structures
Bloom [1] introduced the Bloom filter, a space-efficient probabilistic data structure for approximate set membership with one-sided error (false positives but no false negatives). Broder and Mitzenmacher [2] surveyed network applications, while Carter et al. [3] established theoretical foundations for approximate membership testers. Pagh et al. [14] proved space lower bounds showing Bloom filters are near-optimal.
Traditional applications of Bloom filters prioritize space efficiency over privacy. We reinterpret false positives as a privacy feature, providing plausible deniability for search queries and results. Our contribution is recognizing that controlled approximation can simultaneously achieve space efficiency and information-theoretic privacy.
6.3 Oblivious Computation
Goldreich and Ostrovsky [11] introduced Oblivious RAM (ORAM), enabling computation on encrypted data while hiding access patterns. Modern ORAM constructions like Path ORAM [19] and Circuit ORAM [20] achieve polylogarithmic overhead but remain computationally expensive for large-scale search.
Roche et al. [16] explored practical oblivious data structures for specific operations. Our work differs by accepting approximate results to achieve better efficiency. Where ORAM guarantees perfect obliviousness with overhead per access, we achieve bounded information leakage with overhead through probabilistic approximation.
6.4 Information-Theoretic Privacy
Shannon [17] established information theory as the foundation for analyzing secrecy. Cover and Thomas [6] provide comprehensive treatment of entropy, mutual information, and the data processing inequality—tools we employ to quantify privacy leakage.
Differential privacy [8, 9] provides a different privacy model based on indistinguishability of neighboring databases. Recent work on type systems for differential privacy [15, 10] inspired our type-theoretic approach to approximation, though we focus on information-theoretic rather than differential privacy guarantees.
6.5 Our Contributions
Our work synthesizes these threads into a unified framework:
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We formalize oblivious Bernoulli types combining approximation (Bloom filters) with obliviousness (ORAM-style access hiding), providing dual privacy protection
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We prove information-theoretic bounds decomposing leakage into access patterns and approximate results, showing both contribute bounded entropy
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We demonstrate space-optimal constructions achieving theoretical lower bounds while maintaining privacy guarantees
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We provide experimental validation confirming that theoretical bounds are tight and achievable in practice
The novelty lies not in individual components but in their synthesis: recognizing that probabilistic approximation provides privacy and formalizing this through information-theoretic analysis.
7 Conclusions and Future Work
We presented oblivious Bernoulli types as a unified framework for encrypted search. By combining approximation with obliviousness, we achieve:
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Information-theoretic privacy bounds with quantifiable leakage
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Space-optimal constructions matching theoretical lower bounds
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Natural composition properties for complex queries
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Predictable error accumulation through multi-step operations
Future directions include:
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Extending to ranked retrieval and semantic search
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Optimizing for specific query workloads and access patterns
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Large-scale evaluation with real document collections
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Formal verification of security properties
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Integration with homomorphic encryption for stronger guarantees
The convergence of probabilistic data structures, information theory, and cryptographic techniques opens new possibilities for privacy-preserving information retrieval with provable guarantees.
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